Transactions

  • JinHao Motor Company

    $30M PIPE & RTO

    • Exclusive Financial Advisor

  • Unilava Corporation

    $4M of 80% Equity

    • Acquired ChinaDragon Telecom
    • Financial Advisor

  • Jin Han Yu Mining

    • RTO Financial Advisor

  • American Unity Investments, Inc.

    $4M of 80% Equity

    • Public Listing RTO
    • Financial Advisor

  • Ever-Glory International Group, Inc.

    $2M PIPE & RTO

    • Financial Advisor

  • Ever-Glory International Group, Inc.

    $10M SIPO & RTO

    • Financial Advisor

  • Thermage Inc.

    $42M

    • Initial Public Offering
    • Co-Manager

  • RRSat Global Communication Network

    $47.5M

    • Initial Public Offering
    • Co-Manager

  • Universal Gaurdian Holdings, Inc.

    $6M

    • PIPE
    • Sole Placement Agent

  • Signalife, Inc.

    $2.9M

    • PIPE
    • Sole Placement Agent

  • Asiamart, Inc.

    $3.1M

    • PIPE
    • Co-Placement Agent

  • Hyperspace Communications, Inc.

    $4.9M

    • PIPE
    • Co-Placement Agent

  • DigiLava, Inc.

    • Bridge Financing
    • Financial Advisor

  • Comtech Group Inc.

    $40.4M

    • Secondary Offering
    • Co-Manager

  • IXI Mobile

    $20M

    • Bridge Financing
    • Co-Placement Agent

  • Preferred Stock

    $65M

    • Advisory
    • September 2008

  • Preferred Stock

    $20M

    • Sole Placement Agent
    • January 2008

  • Preferred Stock

    $5M

    • Sole Placement Agent
    • November 2008

  • Convertible Note

    Confidential

    • Placement Agent
    • August 2007

  • WorldWater & Power

    $18M

    • Advisory
    • November 2006

  • Luna

    $21M

    • IPO
    • Co-Manager
    • June 2006

  • Rentech

    $62.5M

    • Follow on Offering
    • Co-Manager
    • April 2006

  • ECD Ovonics

    $39.4M

    • Follow on Offering<
    • Co-Manager
    • April 2006

  • Beacon Power

    $15M

    • Common Stock
    • Sole Placement Agent
    • November 2006

  • Fiberstars

    $28.6M

    • Follow on Offering
    • Lead Manager
    • November 2006

  • Fiberstars

    $4.3M

    • Common Stock
    • Sole Placement Agent
    • June 2003

  • Evergreen Solar

    $90M

    • Convertible Note
    • Co-Placement Agent
    • June 2005

  • Lighting Science Group Corporation

    $6.9M

    • Convertible Preferred
    • Sole Placement Agent
    • May 2005

  • Ener1

    $20M

    • Senior Secured Debt
    • Sole Placement Agent
    • January 2004